A Comprehensive List of Worldwide Financial Regulatory Organizations

Financial regulatory organizations play a crucial role in maintaining the integrity and strength of financial markets worldwide. These organizations oversee the activities of banks, investment firms, and other financial institutions, ensuring the observation of regulations and safeguarding the interests of investors and consumers. Report Scam provides an overview of financial regulatory organizations and how they work. We also list some of the top financial regulatory organizations around the globe.

What are Financial Regulatory Organizations?

Financial regulatory organizations are independent government agencies or bodies that oversee the financial markets and ensure their smooth functioning. Their primary objectives include:

  • Securing the strength and integrity of financial markets.
  • Promoting transparent and fair practices among banks and financial institutions.
  • Protecting the interests of investors and consumers.
  • Monitoring and enforcing obedience to financial laws and regulations.

How do Regulatory Organizations Work?

Financial regulatory organizations generally work through a combination of regulatory and supervisory measures. They establish rules and regulations that financial institutions must follow, such as capital requirements, risk management standards, and disclosure requirements. They also conduct inspections, audits, and investigations to ensure obedience and take legal action against institutions that violate regulations.

In addition to regulatory functions, financial regulatory organizations often provide guidance and support to market participants, conduct research and analysis on market trends and risks, and collaborate with other regulatory bodies and international organizations to address global financial challenges.

Worldwide Top Financial Regulatory Organizations

Here is a list of some of the top financial regulatory organizations around the world:

VanuatuVanuatu Financial Services CommissionVFSC
United StatesU.S. Commodity Futures Trading CommissionCFTC
United StatesFinancial Industry Regulatory AuthorityFINRA
United StatesNational Futures AssociationNFA
United StatesSecurities and Exchange CommissionSEC
United StatesSecurities Investor Protection CorporationSIPC
United StatesFederal Deposit Insurance CorporationFDIC
United StatesForeign Account Tax Compliance ActFATCA
United KingdomThe Financial Conduct AuthorityFCA
United Arab EmiratesDubai Financial Services AuthorityDFSA
United Arab EmiratesCentral Bank of the U.A.EU.A.E
United Arab EmiratesEmirates Securities and Commodities AuthoritySCA
UkraineNational Securities and Stock Market CommissionNSSMC
UkraineUkrainian Centre for OTC Financial Instruments and Technologies DevelopmentUCRFIN
TurkeyCapital Markets Board of TurkeyCMB [SPK]
ThailandThe Siam Commercial Bank Public CompanySCB
ThailandBank Of ThailandBOT
SwitzerlandFinancial Market Supervisory AuthorityFINMA
SwedenFinancial Supervisory AuthorityFSA
Sri LankaCentral Bank of Sri LankaCBSL
Sri LankaSecurities And Exchange commission of Sri LankaSEC
SpainSpanish Securities Market CommissionCNMV
South AfricaFinancial Sector Conduct AuthorityFSCA
SingaporeMonetary Authority of SingaporeMAS
Saudi ArabiaCapital Market AuthorityCMA
Saint Vincent and the GrenadinesFinancial Services AuthorityFSA
RussiaFederal Commission of Securities MarketFCSM
RussiaCentre for Regulation in OTC Financial Instruments and TechnologiesCRFIN
RussiaNaufor – Russian national Association Of Securities Market ParticipantsNaufor
RussiaFinancial Market Relations Regulation CenterCROFR
RussiaCentral Bank of the Russian FederationCBR
RussiaAssociation of Russian BanksARB
RussiaAssociation of Regional Banks of RussiaASROS
RussiaCenter for Regulatory Relations in The Financial MarketsCROFR (ЦРОФР)
RussiaFinancial Market Relations Regulation CenterFMRRC
RomaniaRomanian National Securities CommissionCNVMR
QatarQatar Central BankQCB
PortugalPortuguese Securities Market CommissionCMVM
PolandPolish Financial Supervision AuthorityPFSA
PhilippinesPhilippines Securities and Exchange CommissionSEC
PanamaSuperintendence of SecuritiesSMV
PakistanPakistan Securities and Exchange CommissionSEC
NorwayThe Financial Supervisory Authority Of NorwayNFSA
New ZealandFinancial Service Providers RegisterFSPR
New ZealandNZXNZX
New ZealandFinancial Dispute Resolution ServiceFDRS
NetherlandsFinancial Markets AuthorityAFM
MoroccoMoroccan Financial markets AuthorityCDVM
MexicoComisionNacionalBancaria y de ValoresCNBV
MauritiusFinancial Services CommissionFSC
MaltaMalta Financial Services AuthorityMFSA
LuxembourgCommission de Surveillance du Secteur FinancierCSSF
LithuaniaLithuanian Securities CommissionLSC
LebanonCentral bank of LebanonBDL
LebanonThe Arab Federation of ExchangesAFE
LatviaFinancial and Capital Market CommissionFCMC
KuwaitKuwait Chamber of Commerce & IndustryKCCI
KenyaKenya Capital Markets AuthorityCMA
JordanJordan Securities CommissionJSC
JapanJapan Securities Dealers AssociationJSDA
JapanFinancial Services AgencyFSA
JamaicaFinancial Services CommissionFSC
ItalyNational Commission for Companies and the Stock ExchangeCONSOB
IsraelIsrael Securities AuthorityISA
IrelandCentral Bank of IrelandCBI
IndonesiaCommodity Futures Trading Regulatory AgencyCoFTRA
IndiaSecurities and Exchange Board of IndiaSEBI
IndiaCentral Depository Services LimitedCDSL
IndiaNational Securities DepositoryNSDL
HungaryHungarian Financial Supervisory AuthorityHFSA
HungaryCentral Bank of HungaryCBH
Hong KongThe Securities and Futures CommissionSFC
Hong KongThe Financial CommissionFinCom
GreeceCapital Markets CommissionCMC
GibraltarFinancial Services CommissionFSC
GermanyFederal Financial Supervisory AuthorityBaFin
GeorgiaNational Bank of GeorgiaNBG
FranceFinancial Markets AuthorityAMF
FranceCredit Institutions and Investment Firms CommitteeCECEI
FranceThe Financial Firms RegisterREGAFI
FranceThe Prudential Control and Resolution AuthorityACPR
FinlandFinancial Supervision AuthorityFINFSA
EstoniaFinancial Supervision AuthorityFSAEE
EstoniaMinistry of Economic Affairs and CommunicationsMKM
EgyptEgyptian Financial Supervisory AuthorityEFSA
DenmarkFinancial Supervision AuthorityDFSA
Czech RepublicCzech National BankCNB
CyprusCyprus Securities and Exchange CommissionCySEC
CroatiaCroatian Financial Services Supervisory AgencyHANFA
ChinaChina Securities Regulatory CommissionCSRC
ChinaFinancial Supervisory CommissionFSCEY
Cayman IslandsCayman Islands Monetary AuthorityCIMA
CanadaInvestment Industry Regulatory Organization of CanadaIIROC
CanadaCIPF (Canadian Investor Protection Fund)CIPF
BulgariaBulgarian National BankBNB
British Virgin IslandsFinancial Services CommissionFSC
BrazilSecurities and Exchange Commission of BrazilCVM
Botswana(NBFIRA) Non-Bank Financial Institutions Regulatory AuthorityNBFIRA
BelizeInternational Financial Services CommissionIFSC
BelgiumFinancial Services and Markets AuthorityFSMA
BahrainCentral Bank of BahrainCBB
BahamasSCB – securities Commission of The BahamasSCB
BahamasSecurities Commission of The BahamasSCB (BS)
AustriaFinancial Market AuthorityFMA
AustraliaAustralian Securities and Investments CommissionASIC
AustraliaAPRA – Australian Prudential Regulation AuthorityAPRA
AustraliaAUSTRAC – Australian Transaction Report and Analysis CentreAUSTRAC
ArgentinaThe Stock Market National CommitteeCNV



Financial regulatory organizations play a critical role in maintaining the strength and integrity of financial markets worldwide. They work to protect the interests of investors and consumers, promote fair and transparent practices among financial institutions, and ensure obedience to regulations. By overseeing and regulating the financial sector, these organizations contribute to the strength of the global economy.

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